Make the MoveWhat are you waiting for?
We’re here to earn your business, and we continue earning it every day after that.
Superior Products & Solutions
Changing broker-dealers isn’t as difficult as most advisors fear it can be. The key to a seamless Client One transition is planning. And, the more time you spend on the front-end, the easier the transition process. Generally, your transition follows a basic process:
- Take inventory of your practice.
- Organize your business – processes, files, etc.
- Align milestones with dates.
- Review your client database (CRM).
- Set termination date and new registration with Client One.
- Processing clients – account paperwork.
We’re here to help guide you during the move and help eliminate downtime. Transitions are multi-faceted, so our onboarding team will collaboratively work with you and your team to navigate registration, licensing, compliance and operations.