Make the Move

What are you waiting for?

We’re here to earn your business, and we continue earning it every day after that.

Powerful
Relationships

Superior Products & Solutions

Industry-Leading
Service

Changing broker-dealers isn’t as difficult as most advisors fear it can be. The key to a seamless Client One transition is planning. And, the more time you spend on the front-end, the easier the transition process. Generally, your transition follows a basic process:

  1. Take inventory of your practice.
  2. Organize your business – processes, files, etc.
  3. Align milestones with dates.
  4. Review your client database (CRM).
  5. Set termination date and new registration with Client One.
  6. Processing clients – account paperwork.

We’re here to help guide you during the move and help eliminate downtime. Transitions are multi-faceted, so our onboarding team will collaboratively work with you and your team to navigate registration, licensing, compliance and operations.

See what you’ve been missing!

Let’s schedule a confidential consultation to help you become better informed and
more confident in your decision to make your broker-dealer leap.

888.909.9399

Jeff Eisenhauer, President, CCO

Jake Tydall, New Business Recruiter and Onboarding Specialist

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