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CreativeOne Securities is a leader in the hybrid, small broker-dealer market. Our reputation and distinctive advisors have consistently grown. We’re perpetually growing our offerings and services to help our advisors reach their potential.

If you’re looking for an exciting career opportunity and to become a valuable employee in our brokerage office, look no further.


Senior Commissions Analyst

Position Summary:

The Senior Commissions Analyst is responsible for maintaining the commission accounting system and processing commissions due. This role is responsible for overseeing the team’s incoming and outgoing commissions volumes and allocating the appropriate resources for adequate coverage. They will assist with training new and existing employees.

Duties and Responsibilities include, but are not limited to:

  • Process commissions due to advisors and registered representatives.
  • Compiles, reviews, and quantifies daily commissions volumes and ensure that resources are properly aligned.
  • Ability to demonstrate accuracy and thoroughness; provide analysis of application to ensure a quality output.
  • Create commission payout reports.
  • Answer commission questions from advisors and registered representatives.
  • Able to provide guidance to team members for the appropriate process for escalation of agent concerns or questions.
  • Set up new advisors and registered representatives on internal systems.
  • Conduct virtual training.
  • Assist in annual audit preparation and process.
  • Works directly with Commissions Director on special projects.

Critical skills sought:

  • Ability to multi-task and stay organized handling multiple projects at once.
  • Willingness to learn and contribute to organizational growth.
  • Team player.
  • Detail oriented.
  • Enjoy working with a variety of people.
  • A proactive and a problem solver.
  • Strong phone skills and ability to teach processes.


  • Experience working inside of a broker dealer.
  • Series 7, 63 and 65 or a Series 7 and 66 plus Series 24.
  • Must be able to pass a CRD, background, and credit check.
  • 5+ years in the securities industry.
  • Experience in Xtiva, or similar commission accounting system a bonus.
  • Proficient in various computer applications, including Microsoft Office Suite.

This description covers the major purpose and major functions of the job.  It is not intended to give all details or a step by step account of the way each task is to be performed.  Employees may receive other job related instructions and be required to perform other job related duties requested by their supervisor.  All requirements are subject to possible modification to provide reasonable accommodation to qualified individuals with disabilities.

Application Form

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